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GARP Resources Archive

Displaying 46 results

Event

GARP 2025 Financial Risk Symposium

March 6, 2025

With today’s ongoing geopolitical tensions, macroeconomic uncertainty, and rapid advancements in technology, it’s clear the role of the risk ...

Regulation & Compliance | Financial Markets | Risks & Risk Factors | Innovation | Model Risk | Geopolitical
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Event

The Status of Artificial Intelligence in Investment and Risk Management

January 22, 2025

To kick off 2025, the GARP New York Chapter will host an exciting event on artificial intelligence . Join us for an insightful discussion on the role ...

Risks & Risk Factors | Financial Markets | Tools & Techniques
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Event

The FRM Can Be Your Bridge

January 15, 2025

The ability to analyze and manage risk is important and more valuable than ever. Learn how the FRM gives you the knowledge and skills demanded by ...

Career Development | Financial Markets | Investment Management | Model Risk | Geopolitical | Career Trends
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Article

5 Risk Predictions for 2025

January 10, 2025

Rising threats in cybersecurity, regulation, insurance and climate, global debt, and the supply chain are among the risk challenges that could be ...

Financial Markets
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Article

Is Market Data Reform a Race to the Bottom?

October 25, 2024

Consolidated tape regulations in Europe and the U.S. are on parallel tracks with similar objectives, but there is no clear path to consistency and ...

Financial Markets
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Article

The Cash Management Impact of the Fed’s Rate Cut: How to Minimize Risk and Maximize Return

October 4, 2024

Changing yield curve dynamics are going to have a significant effect on risk-returntradeoffs in cash management. In response to reduced interest ...

Financial Markets | Investment Management
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Article

From Latency to AI- and Algo-Driven Capital Markets

September 27, 2024

Technology advances promise better resource allocation, fairer access and faster insights.

Financial Markets
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Article

How to Manage Uninsured Deposit Liquidity Risk

September 20, 2024

Recent bank failures have confirmed that managing liquidity risk remains a complex and daunting task. This is particularly true for firms with large ...

Financial Markets
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Webcast

Revolutionizing Risk Decisioning with AI and Gen AI

September 9, 2024

Sponsored by SAS The transformation of Risk Decisioning is driven by the evolution across People, Process, and Technology, impacting Operational ...

Financial Markets | Career Development | Resilience
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Article

The Risk and Return Profile of Index-Linked Annuities: How to Build the Optimal Portfolio

August 30, 2024

Complex financial products like registered index-linked annuities (RILAs) feature an array of risks and benefits. Evaluating all possible outcomes is ...

Financial Markets | Investment Management
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Article

New Reporting Rule Brings Repo Transactions Out of the Shadows

June 14, 2024

Regulators will see transaction-level data on “non-centrally cleared bilateral” – the last and biggest repurchase-agreement segment where ...

Financial Markets
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Article

Commercial Real Estate and Bank Systemic Risk

June 14, 2024

Shining the light of available data on real estate loan quality, concentration risk and “market-value insolvency.”

Financial Markets
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Article

Preventing the Next Bank Failure: Lessons Learned from the Fall of Republic First

May 24, 2024

Coinciding with the post-COVID struggles of the commercial real estate (CRE) sector in the U.S., more regional bank failures could be on the horizon. ...

Financial Markets
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Webcast

Strengthening Asset-Liability Management: Lessons from Bank Failures

May 7, 2024

Sponsored by SAS The importance of effective Asset Liability Management (ALM) was highlighted in the wake of the Silicon Valley Bank (SVB) collapse. ...

Financial Markets | Market
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Article

T+1 Settlement: A Hard Deadline Approaches, with Some Gaps in Preparedness

April 5, 2024

Firms globally must be ready for North America's shorter securities processing cycles by May 28. Similar mandates for EU and U.K. markets are ...

Financial Markets
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Article

Post-Libor Transition, There Remain Refinements to Be Made and Risks to Be Aware of

March 28, 2024

Market participants are told to stay vigilant “to preserve the robust system of reference rates achieved through the decade-long transition effort”.

Financial Markets
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Article

Cyber Risks Spark Optimism in Cat Bond Market

March 8, 2024

Expectations are high even as the growth factor of inflation recedes.

Financial Markets
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Article

Geopolitical Risk is Spreading Across the Risk Spectrum. Are You Prepared?

February 9, 2024

Whether we’re talking about, say, the Israel-Hamas armed conflict, the ongoing Russia-Ukraine war, or attacks on commercial shipping vessels in the ...

Financial Markets
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Article

Basis Trades: Treasury Market Lubricant or Systemic Risk?

January 12, 2024

A winning strategy for hedge funds has regulators worried about leverage and financial stability; a “vulnerability worth monitoring,” according to ...

Financial Markets
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Article

Structural Changes Loom in Securities Finance

December 22, 2023

Changing market dynamics accompany questions about future governance of the EquiLend platform, following a settlement of antitrust charges

Financial Markets
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Webcast

Make Your Move with the FRM

December 12, 2023

The ability to make timely, informed, risk-based decisions is fundamental to the success of companies in every industry. Are you curious about how ...

Career Trends | Financial Markets | Model Risk
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Article

NBFIs: Risks and Opportunities From Nonbanks in the Financial System

September 15, 2023

Conventional banks face major risks from the explosive growth of so-called shadow banks, but these institutions also offer hope to up-and-coming risk ...

Financial Markets
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Article

Reassessing the Current State of Bank Safety

August 25, 2023

What level of danger are banks now facing? In the wake of a series of extreme events, do they need to adopt complex, nonlinear models for tail risk ...

Financial Markets
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Article

An Appeals Court Decision Could Alter the Fundamentals of Syndicated Leveraged Loans

June 30, 2023

Lenders’ advocates warn of market chaos if the loans have to be treated as securities

Financial Markets
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Article

Risk Management and Radical Uncertainty

June 23, 2023

Extremely rare tail-risk events simply cannot be modeled. But that doesn’t mean traditional models that rely on historical data do not have worth.

Financial Markets
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Article

Securities Lending and Repo Get the Blockchain Treatment

June 2, 2023

Deutsche Börse affiliates are leading adopters, but volumes have yet to take off

Financial Markets
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Article

Banks Short – or Long – on Deposits Can Go to the Markets

May 12, 2023

Innovative private-sector platforms can help navigate rough patches, but they’re not designed to rescue banks on the brink

Financial Markets
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Article

Will the SEC Help Reinvigorate Public Stock Issuance?

April 6, 2023

Countering the rampant growth in private markets, near-term steps may have to be “incremental”

Financial Markets
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Article

A Lesson From SVB: Don’t Forget Risk Management Fundamentals

March 31, 2023

Recent bank collapses have increased the demand for competent risk management. What have we learned about the value of risk awareness, and what ...

Financial Markets
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Article

The Fall of Silicon Valley Bank: A Systemic Risk View

March 24, 2023

Before it was shuttered, how much of a threat did SVB pose to the financial system? Comparing the bank’s systemic risk profile with banks of similar ...

Financial Markets
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Article

Could SOFR, Under Stress, Hurt Bank Balance Sheets and Lending Capacity?

March 24, 2023

A New York Fed study fleshes out “Main Street” lenders’ critique of the Libor replacement rate

Financial Markets
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White Paper

The Fall of Silicon Valley Bank: A Systemic Risk View

March 20, 2023

How much of a systemic threat did SVB pose to the financial system before it was shuttered? GBI’s Chris Donohue, Bryan Feierstein and Eli Crane ...

Financial Markets
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Article

Risk Management Lessons Learned From SVB

March 17, 2023

Now is the time for risk managers to address the critical questions that matter for the banking industry: Was the failure of SVB preventable, what ...

Financial Markets
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Article

Silicon Valley Bank: A Failure in Risk Management

March 14, 2023

What drove the collapse of SVB? Insufficient board oversight, incomplete modeling and poor liquidity risk management practices were among the key ...

Financial Markets
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Article

Regulators Draw a Line on an Attempted Use of Term SOFR

March 3, 2023

The auto-loan-backed securities market awaits clarification as the mid-year Libor transition deadline approaches

Financial Markets
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Article

Treasury Trading Reforms Move Forward and Get Some Pushback

February 10, 2023

As the SEC seeks to bolster resilience, market participants advise caution on specifics

Financial Markets
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Article

Follow the Sun to Manage Investment Risk

February 3, 2023

“Light exchange” Blue Ocean brings 24/7 equities trading closer to reality

Financial Markets
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Article

Does Fed Policy on Reserve Balances Raise Risk of Market Disruption?

January 13, 2023

Research shows a link between intraday reserve shortfalls and interest rate spikes

Financial Markets
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Article

Growth in Private Markets Attracts Trading Platforms to Serve Them

January 6, 2023

Systems can facilitate price discovery and liquidity, but could too many of them spread the business too thin?

Financial Markets
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Article

Uncleared Margin Rules Reach Final Phase, but the PRA Has Questions

September 16, 2022

U.K. regulator seeks assurances about the adequacy of initial margin calculations; ISDA defends its standard model

Financial Markets
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Article

Consumer Outlook: Continued Growth, or Putting on the Brakes?

June 10, 2022

Financial Markets
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White Paper

Pricing Extreme Mortality Risk in Volatile Times

September 9, 2021

COVID-19 has increased the challenge of properly pricing extreme mortality risk. Han Li, Haibo Liu, Qihe Tang, Zhongyi Yuan analyze the latest U.S. ...

Financial Markets
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White Paper

Risk Management for Emerging Markets: How to Avoid Another Derivatives Crisis

June 3, 2021

Recent losses reported by financial institutions have not only caused enormous alarm but also fueled debate and confusion about the appropriate use ...

Financial Markets
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White Paper

Stock Market Volatility: Friend or Foe

May 20, 2021

How is portfolio performance impacted by different types of volatility? Michael J. Dempsey, Abey Gunasekarage and Thanh Truong assess the connection ...

Financial Markets
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White Paper

Risk Management in China: A Case Study on Equity Pledges

January 28, 2021

Private enterprises must take a disciplined approach to risk management, particularly as they seek to raise capital. To demonstrate the challenges ...

Financial Markets
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Podcast

Growth at Risk: Global Financial Stability Report (GFSR)

May 22, 2018

Fabio Natalucci, Deputy Director of the Monetary and Capital Markets Department at the International Monetary Fund, discusses the April 2018 Global ...

Financial Markets
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