White Paper

Benefits, Barriers, Governance and Controls of Automated Advisory Services

October 25, 2016

Regulators are having trouble keeping up with “robo-advisors” – automated advisory services that have already made a splash in the US and European wealth management markets. Ann Sin-Yee Lee explores the evolution of robo-advisors. discusses the challenges facing regulators and describes the essential governance and controls required for success in the tech-enabled wealth management industry.