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Webcast

The Intersection of Compliance and Resilience

May 7, 2024

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May 7, 2024
10:00 AM - 11:00 AM |

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Sponsored by Fusion Risk Management

Operational resilience is top of mind at both global regulators and financial services firms. Whether you are a European financial institution implementing DORA, a UK-based financial services entity regulated by the BoE, or a U.S.-based institution complying with the CFTC, the ask is the same – ensure your customers do not experience an interruption in service due to an operational event or threat. 

How can resilience program owners remain ahead of the curve and avoid significant penalties for non-compliance with an increasingly complex regulatory environment?  

Join Rich Cooper from Fusion Risk Management, Sarah Finnegan from AllianceBernstein, and Evan Sekeris from Capitol One as they explore how organizations should strategically approach implementation of operational risk and resilience frameworks to ensure compliance with global regulation.  

Key takeaways:  

  • Get clarity on the global regulatory landscape and understand the common themes inherent in global resilience regulation.  
  • Understand why a cross-functional approach is critical to meeting regulatory requirements and hear tips on how to tackle the challenge of bad data.  
  • Learn how technology can enable compliance now and in the future. 

About Fusion Risk Management

Fusion Risk Management is a leading provider of cloud-based operational resilience and business continuity software that empowers our clients to be agile in times of cascading crises. We help organizations drive the proactive business continuity and risk strategies they need to face growing threats and ensure their operations can bend but not break when faced with any challenge. More than 400 global organizations rely on Fusion’s solutions to unify risk across their enterprise, make data-driven decisions, and work seamlessly with their critical third parties to sense risk and mitigate disruptions. Learn more at www.fusionrm.com.

Topics: Investment Management, Third Party Risk, Regulation & Compliance, Innovation

Speakers

Sarah Finnegan

Sarah Finnegan

Director of Risk Management, EMEA, AllianceBernstein
Bryan Feierstein

Bryan Feierstein

SVP, GARP Benchmarking Initiative
Bryan Feierstein

Bryan Feierstein

SVP, GARP Benchmarking Initiative

Bryan Feierstein joined GARP in 2015 as part of the GARP Benchmarking Initiative team. Prior to that he spent 30 years as a risk practitioner on the banking and insurance sides along with several years working in the risk technology space.

Bryan recently co-authored a technical paper, "Calculating the Regulatory Surcharge for US G-SIBs" that steps through the mechanics of the regulatory capital buffer-setting mechanism using publicly available bank data.

Evan Sekeris

Evan Sekeris

Chief Model Risk Officer, Capital One
Evan Sekeris

Evan Sekeris

Chief Model Risk Officer, Capital One

Evan has worked in various capacities in risk management for the past 20 years, most recently as the Chief Model Risk Officer at Capital One. Prior to Capital One, Evan served at PNC, where he led the model validation team responsible for all models used by the bank and at MUFG where he was the head of non financial risk for the Americas.

Earlier in his career, he was a partner at Oliver Wyman, responsible for the non-financial risk platform for the Americas and was Aon's global head of financial institutions risk consulting. Evan started his risk career as a regulator at Boston and then the Richmond Fed. There, he was responsible for the coordination of the supervision of operational risk models for US-based AMA banks and the team that crafted the Federal Reserve’s operational risk stress testing model for CCAR.

With a foundation in academics, holding a BA and MA from the Universite Catholique de Louvain and a PhD from UCLA, Evan has always sought to blend knowledge with practical experience.

Richard Cooper

Richard Cooper

Global Head of Financial Service Go-To-Market, Fusion Risk Management
Richard Cooper

Richard Cooper

Global Head of Financial Service Go-To-Market, Fusion Risk Management

Rich Cooper is the Global Head of Financial Service Go-To-Market at Fusion Risk Management. Rich oversees the development and execution of Fusion's business strategy, serving the financial market worldwide. He focuses on building trusted top-level relationships within the financial services industry by providing thought leadership, market intelligence, and best practice insight to support firms with innovation and transformation to address swiftly-changing industry needs.  


During his more than 20 years in the industry, Rich has consulted with many of the world's leading global financial institutions and has lead practices in the U.S. and Europe across the critical disciplines within operational resilience. Prior to joining Fusion, Rich lead Arbor Continuity Inc., a successful boutique consulting company he started after spending 14 years at Business Protection Systems International (BPSI), where he held various executive, service, and sales roles – including company COO. Before joining BPSI, Richard was a founding partner and CEO of the Packing House Inc., a leading document management company that was ultimately acquired by Iron Mountain Inc. 

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