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GARP Resources Archive

Displaying 30 results

Past Events and Content

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Penalties for Noncompliance: Don’t Misread the Dip

May 8, 2026

The billions that the financial industry pays for anti-money laundering and other infractions declined last year in North America, but the trend may ...

Regulation & Compliance | AML & Fraud
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As Quantum Risks Come Closer, Crypto Is on the Spot

May 1, 2026

“Cryptographic durability is a baseline requirement” extending to banks, fintechs and others, according to Circle. Have it and its peers done enough ...

Cybersecurity
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Cyber Incident Reporting Rules: It’s Still a Journey

April 24, 2026

The national cybersecurity agency takes its show on the (virtual) road. A financial industry coalition makes appeal to the SEC.

Cybersecurity | Regulation & Compliance | Resilience
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India Is New Battleground for Financial Transaction Taxes

April 17, 2026

Debate flared over a measure that is aimed at reducing risk but has been vilified in U.S. and other market centers.

Financial Markets | Regulation & Compliance
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As Private Markets Boomed, So Did Initiatives to Close Data Gaps

April 10, 2026

Acquisitions, partnerships and new ventures are “institutionalizing” infrastructure.

Data | Financial Markets
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After 13 Years, Compliance with the BCBS Risk Data Principles Is Incomplete

April 2, 2026

The Basel Committee acknowledges challenges and “remains committed” to helping address them. The European Central Bank designates a supervisory ...

Regulation & Compliance | Data
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From KYC to KYB – Know Your Business

March 27, 2026

Digital verification and compliance tools evolve to meet the complex challenges of identifying and onboarding businesses.

Regulation & Compliance | AML & Fraud | Data
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A Bumper Crop of Cheaper, More Transparent Funds

March 20, 2026

Active ETF management is fueled by heightened urgency to manage risk amid market volatility. Can the momentum continue?

Investment Management
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Webcast Members Only

2026 Financial Risk Symposium Keynote: Edward Fishman on Economic Chokepoints

March 20, 2026

Managing the impact of geopolitical volatility on corporate profit margins is an increasingly critical priority for senior management and risk ...

Geopolitical
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Are Credit Risks Lurking in Buy Now Pay Later, Gaming and Prediction Markets?

March 13, 2026

Credit scores are not fully capturing novel activities that could stress consumer borrowers.

Modeling | Data | Default | Metrics
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Global Investment Performance Standards: Widely Adopted But in Some Places a Tough Sell

March 6, 2026

Recent efforts are aimed at reeling in alternative asset managers and outsourced chief investment officers.

Market | Investment Management | Data | Regulation & Compliance
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Webcast Members Only

Global Fashion: Navigating Dilemmas around Climate and Nature-related Risks

February 26, 2026

Act on the board of a global fashion brand and time travel through to 2031 as you make real-time strategic decisions for this company over the next 5 ...

Nature Risk Management | Climate Risk Management
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Stablecoins and Other Payment Developments Pose Strategic and Risk Challenges

February 13, 2026

In the U.S. there is fear of missing out, and some catching up to do.

Digital Assets | Cybersecurity | Regulation & Compliance
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Fed’s Stress-Test Transparency Proposals Seen as ‘Step in the Right Direction’

February 6, 2026

Vice Chair Michelle Bowman anticipates enhanced market discipline, fairness and effectiveness. But the disclosure framework remains open for public ...

Stress Testing & Scenario Analysis | Regulation & Compliance | Modeling
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On the Trail of Digital ID: Vast Potential and Open Questions

January 30, 2026

Solutions more secure and durable than passwords are within reach. But will they gain critical mass and scale up globally? It’s an ongoing arms race ...

Innovation | Regulation & Compliance
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A Boost for Alternative Credit Data in Housing Finance

January 16, 2026

No longer requiring only a minimum “Classic FICO” credit score, the Fannie Mae-Freddie Mac ecosystem is expected to improve underwriting and expand ...

Modeling | Data
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MCP: A Common Denominator for AI Data Connections and Model Governance

January 9, 2026

The Model Context Protocol gains acceptance as AI risk and control challenges mount up.

Model Risk | Modeling | Data
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Full-Scale Quantum Computing May Be Years Away. Risk Mitigation Can’t Wait

December 19, 2025

Make necessary governance and safety preparations while there is still time, experts say. The threat is “not science fiction”; like Y2K “but with far ...

Cybersecurity | Innovation
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A Year Ahead of a Treasury Clearing Deadline, a Cross-Margining Enhancement Nears

December 12, 2025

The joint offering of CME and Depository Trust & Clearing Corp.’s FICC is on track. Operational preparations for the clearing mandate and new ...

Financial Markets | Counterparty
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Superintelligence May Exacerbate Cybersecurity Weaknesses. Is CyberAGI the Solution?

December 5, 2025

A vision of the autonomous, agentic future: Gearing cyber risk management and technology for the coming of artificial general intelligence.

Cybersecurity | Resilience
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The GENIUS Act Prompted Victory Laps. Then the Compliance Implications Started Sinking In.

November 26, 2025

With globally scalable stablecoins come anti-money laundering and know-your-customer challenges – and potentially “new layers of systemic and ...

Regulation & Compliance | AML & Fraud | Digital Assets
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A Moribund Mortgage-Backed Securities Market Gets the SEC’s Attention

November 21, 2025

Hopes are riding on a concept release and comment period to revive public issuance of residential mortgage-backeds, increase liquidity and help ...

Market | Financial Markets
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AI and Governance Gaps, from the Boardroom on Down

November 14, 2025

Regulators and thought leaders have been insisting for years that corporate directors raise their IT familiarity and comfort levels. Surveys indicate ...

Enterprise | Data | Tools & Techniques
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UTI: A Post-Crisis Solution Whose Time Is Still Coming

November 7, 2025

The Unique Transaction Identifier standard poses a “collective action problem” that needs industry-wide collaboration for its risk and efficiency ...

Counterparty | Data | Financial Markets | Regulation & Compliance
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DePIN: Asset Tokenization’s ‘Physical’ Analog

October 31, 2025

Decentralized physical infrastructure networks are “operational and growing fast,” but reminiscent of an earlier, less regulated stage of ...

Digital Assets
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An Asset Manager’s Big, Bold Bet on Crypto

October 24, 2025

Franklin Templeton is aiming for rapid growth, fueled by technology advancements and deregulation, as the asset class goes increasingly mainstream.

Digital Assets | Investment Management
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Chatbots Can Go Awry. Is There an Insurance Hedge for That?

October 10, 2025

Innovative strategies emerge as the risks of generative AI raise concerns about legal liability outside of what conventional cyber policies cover.

Model Risk | Data & AI Model Governance
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Always-On Compliance: Perpetual KYC

October 3, 2025

Going real-time and end-to-end to transform historically manual processes in customer onboarding and ongoing diligence reviews.

Regulation & Compliance
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Webcast Members Only

Nature Risk Management at Financial Firms: The Good, the Bad and the Ugly

May 22, 2025

Explore the results of our second Global Survey of Nature Risk Management at Financial Firms. Nature underpins both our economies and livelihoods. ...

Climate Risk Management | Nature Risk Management
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Chapter Meeting Members Only

Geopolitical Risk Management: Navigating Global Uncertainty

May 13, 2025

Navigating the complexities of today’s geopolitical landscape presents significant risks for businesses, ranging from escalating tensions to economic ...

Geopolitical
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